1. Problem Setup

House elevation under flood risk

NoteLearning Objectives

After completing this tutorial series, you will be able to:

  1. Build a time-stepped simulation model for a decision problem under deep uncertainty
  2. Use exploratory modeling to understand how a policy performs across many plausible futures
  3. Use multi-objective optimization to find Pareto-optimal trade-offs
  4. Interpret scenario maps and Pareto fronts to support real-world decision-making

Why This Tutorial?

Many real-world decisions—infrastructure investments, climate adaptation strategies, resource management policies—must be made before key uncertainties are resolved. Standard cost-benefit analysis assumes we know (or can estimate) the probability distribution of future outcomes. But for many problems in climate risk, water management, and infrastructure planning, we face deep uncertainty: we cannot confidently assign probabilities to future states of the world.

Decision Making under Deep Uncertainty (DMDU) is a family of approaches that takes this challenge seriously. Rather than optimizing for a single “expected” future, DMDU methods stress-test candidate decisions across a wide range of plausible futures to identify strategies that perform well across many of them.

This tutorial teaches SimOptDecisions.jl through a realistic DMDU workflow, using the example of deciding how high to elevate a house in a flood-prone area (inspired by Zarekarizi, Srikrishnan, and Keller 2020; see also Doss-Gollin and Keller 2023).

The Decision Problem

You own a house in a flood-prone coastal area. Each year, storm surges threaten your property. You must decide: how high should you elevate your house?

Elevating higher costs more upfront, but reduces future flood damages. The challenge is that you face deep uncertainty about:

  • Future storm surge intensity — The frequency and severity of future floods depends on climate variability and change, which we cannot precisely predict
  • The depth-damage relationship — How much damage a given flood depth causes depends on building characteristics and contents, which are uncertain
  • Future economic conditions — The discount rate used to compare present costs against future damages reflects contested value judgments

These aren’t just “noise” around a known distribution. Reasonable experts disagree about the form of the distribution, not just its parameters. This is what makes the problem one of deep uncertainty rather than well-characterized risk.

The Trade-off

  • Low elevation: Cheap upfront, but expensive flood damages over time
  • High elevation: Expensive construction, but minimal future damages
  • “Optimal” elevation: Depends on your assumptions about the uncertain future

Different assumptions about storm intensity, damage functions, and discount rates lead to different “optimal” recommendations. There is no single right answer—only trade-offs to understand.

The DMDU Workflow

This tutorial walks through a complete DMDU analysis:

Step Tutorial Section What You’ll Do
Build the model 2. Running a Time Step Define the physics: depth-damage, construction costs
Add time 3. Types and simulate() Structure the model with types and run multi-year simulations
Aggregate results 4. Outcomes and Metrics Summarize outcomes across scenarios; choose metrics
Explore 5. Exploratory Modeling Map out where policies succeed and fail across the scenario space
Optimize 6. Policy Search Find Pareto-optimal trade-offs with multi-objective optimization

Each section builds on the previous, using the same house elevation context throughout.

Next Steps

In the next section, we’ll start building the model from the inside: what happens in a single year when a storm hits?

References

Doss-Gollin, James, and Klaus Keller. 2023. “A Subjective Bayesian Framework for Synthesizing Deep Uncertainties in Climate Risk Management.” Earth’s Future 11 (1). https://doi.org/10.1029/2022EF003044.
Zarekarizi, Mahkameh, Vivek Srikrishnan, and Klaus Keller. 2020. “Neglecting Uncertainties Biases House-Elevation Decisions to Manage Riverine Flood Risks.” Nature Communications 11 (1): 5361. https://doi.org/10.1038/s41467-020-19188-9.